Guide to SEC Privacy Rules: Broker-Dealers Investment Companies and...
[Securities Law]. Guide to SEC Privacy Rules: Broker-Dealers Investment Companies and Advisers. James Hamilton and Ted Trautmann. Chicago: CCH, 2001. 91 pp. Softbound. As new, excellent condition. Publisher's Price USD 45. Special $10. * Discusses the SEC's privacy rules, placing them in the context of the Gramm-Leach-Bliley Act's privacy provisions. It explains the initial, annual, and opt-out notices required by the Act and the rules, and specific information that these notices must contain. It also discusses the means of delivering notices, limits on disclosure of personal information to third parties, and various exceptions to the opt-out requirements for such activities as joint marketing and processing and servicing transactions.
Price: $10.00
Book number 48968